TCA - Top Class Actions

TD Ameritrade has settled for $2.3 million with a certified class of consumers who accused Scottrade, a brokerage firm that TD acquired in 2017, of improperly issuing what are known as substitute payments rather than dividends to customers, depriving them of a lower tax rate.


Published on Mar. 22th, 2022 Published on Mar. 22th, 2022

To read more operational risk news, register for free on MSTAR Platform.

Register for free