TCA - Top Class Actions
TD Ameritrade has settled for $2.3 million with a certified class of consumers who accused Scottrade, a brokerage firm that TD acquired in 2017, of improperly issuing what are known as substitute payments rather than dividends to customers, depriving them of a lower tax rate.
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Apr. 11th, 2022
MSTAR/ABA online training: Financial Risk: Structured Scenario Analysis Series.
This webinar series introduces participants to exposure-based methods in operational risk, and explores a robust and structured method of developing scenarios and assessing the associated loss estimates. The new concepts will be applied to cyber risk scenarios. The structured scenario analysis (SSA) method has been in use for more than 10 years at large institutions and has received an “Industry Initiative” award from risk.net for its application to forward-looking risk measurement. June 7, 2022 | 1 - 2 PM ET