SFC reprimands and fines Credit Suisse Securities (Hong Kong) Limited $2.1 million over breaches of electronic trading requirements.

SFC - Securities and Futures Commission

Source

Published on Nov. 9th, 2020 Published on Nov. 9th, 2020

Scenario: Error / Trading Algorithm Error

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Sept. 20th, 2021

ORX Forum

ELSEWARE/MSTAR will be speaking on climate stress on operational risk at the ORX forum on September 23. In particular, we will be presenting the work we have done on this topic with the American Bankers Association and a group of banks.