Morgan Stanley Agrees to pay $5 Million for violations of regulation SHO (the regulatory framework governing short sales) in prime brokerage swaps business.

SEC - Securities and Exchange Commission

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Published on Sept. 30th, 2020 Published on Sept. 30th, 2020

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Sept. 20th, 2021

ORX Forum

ELSEWARE/MSTAR will be speaking on climate stress on operational risk at the ORX forum on September 23. In particular, we will be presenting the work we have done on this topic with the American Bankers Association and a group of banks.