SEC - Securities and Exchange Commission

Credit Suisse Agrees to Pay $600,000 for Providing Deficient Fixed-Income Blue Sheet Data. The Securities and Exchange Commission today announced that Credit Suisse Securities (USA) LLC has agreed to settle charges for providing the SEC incomplete and inaccurate securities trading information related to fixed-income transactions for almost four years.


Published on Sept. 22th, 2020 Published on Sept. 22th, 2020

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