NYSE - New York Stock Exchange
NYSE fines Barclays Capital Inc $100,000, of which $33,333 will be paid to NYSE American and disgorgement of $218,803.52, for violation of Securities Exchange Act of 1934 Rule 14e-4 by over-tendering 270,000 shares in the partial tender offer of Company and violation NYSE American Rule 320 by failing to reasonably supervise the process of calculating its net long position for the purpose of participating in the partial tender offer.
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Nov. 21st, 2021
Olivier Vigneron to become Group Chief Risk Officer of Deutsche Bank.
Congratulations for this new chapter that opens at Deutsche Bank! We are proud and grateful that Olivier was one of the first promoters of the XOI method for operational risk, and to have worked with him and his teams for many years. Greetings and thanks from the MSTAR team.