FINRA - Financial Industry Regulatory Authority
FINRA Slams $475K Fine on UBS Securities for publishing “inaccurate” monthly statistics on execution of its covered orders between September 2015 and January 2019.
Published on Feb. 3th, 2023 Published on Feb. 3th, 2023
To read more operational risk news, register for free on MSTAR Platform.Register for free
Jan. 19th, 2023
Exciting news! MSTAR is now an ORX Association Innovation Data Platform (iDP) partner
As the industry leading software, MSTAR offers the unique ability to design and simulate structured scenarios for operational risk through the use of the award winning XOI method. Check out our latest document for more information on MSTAR's integration into IDP. Contact us for any further inquiries or to request a demo.