Barclays will pay $350,000 to settle allegations that it did not apply market access controls and procedures to options orders placed through one of its risk management systems, Finra said.

FINRA - Financial Industry Regulatory Authority

Source

Published on Feb. 24th, 2022 Published on Feb. 24th, 2022

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MSTAR News

Nov. 21st, 2021

Olivier Vigneron to become Group Chief Risk Officer of Deutsche Bank.

Congratulations for this new chapter that opens at Deutsche Bank! We are proud and grateful that Olivier was one of the first promoters of the XOI method for operational risk, and to have worked with him and his teams for many years. Greetings and thanks from the MSTAR team.