FINRA Fines E*TRADE $350K for Surveillance Failures. The lapses caused the inability to detect market manipulations.

MSTAR News

FINRA - Financial Industry Regulatory Authority

Source

Published on Jan. 11th, 2022 Published on Jan. 11th, 2022

To read more operational risk news, register for free on MSTAR Platform.

MSTAR News

Nov. 21st, 2021

Olivier Vigneron to become Group Chief Risk Officer of Deutsche Bank.

Congratulations for this new chapter that opens at Deutsche Bank! We are proud and grateful that Olivier was one of the first promoters of the XOI method for operational risk, and to have worked with him and his teams for many years. Greetings and thanks from the MSTAR team.