FINRA - Financial Industry Regulatory Authority
FINRA Fines E*TRADE $350K for Surveillance Failures. The lapses caused the inability to detect market manipulations.
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Nov. 21st, 2021
Olivier Vigneron to become Group Chief Risk Officer of Deutsche Bank.
Congratulations for this new chapter that opens at Deutsche Bank! We are proud and grateful that Olivier was one of the first promoters of the XOI method for operational risk, and to have worked with him and his teams for many years. Greetings and thanks from the MSTAR team.