FINRA - Financial Industry Regulatory Authority
Barclays Capital Inc has agreed to pay a $100,000 fine and a disgorgement of $218,803.52. On March 8, 2019, Barclays violated Securities Exchange Act of 1934 Rule 14e-4 by over-tendering 270,000 shares in the partial tender offer of Company A.
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Nov. 21st, 2021
Olivier Vigneron to become Group Chief Risk Officer of Deutsche Bank.
Congratulations for this new chapter that opens at Deutsche Bank! We are proud and grateful that Olivier was one of the first promoters of the XOI method for operational risk, and to have worked with him and his teams for many years. Greetings and thanks from the MSTAR team.