FINRA Orders Record Financial Penalties Against Robinhood Financial LLC Firm Ordered to Pay Approximately $70 Million for Systemic Supervisory Failures and Significant Harm Suffered by Millions of Customers

FINRA - Financial Industry Regulatory Authority

Source

Published on Jun. 30th, 2021 Published on Jun. 30th, 2021

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MSTAR News

Sept. 20th, 2021

ORX Forum

ELSEWARE/MSTAR will be speaking on climate stress on operational risk at the ORX forum on September 23. In particular, we will be presenting the work we have done on this topic with the American Bankers Association and a group of banks.