Citigroup Global Markets Inc has agreed to pay a fine of $350,000 as a part of a settlement with the Financial Industry Regulatory Authority for violation of rules 3110(a), 3110(b), 3110(d) and 2010.

FINRA - Financial Industry Regulatory Authority

Source

Published on Jun. 15th, 2021 Published on Jun. 15th, 2021

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Sept. 20th, 2021

ORX Forum

ELSEWARE/MSTAR will be speaking on climate stress on operational risk at the ORX forum on September 23. In particular, we will be presenting the work we have done on this topic with the American Bankers Association and a group of banks.