FINRA fines Cantor Fitzgerald $250,000 for failing to report to FINRA accurate short interest position data as required by FINRA rule 4560.

FINRA - Financial Industry Regulatory Authority

Source

Published on May. 6th, 2021 Published on May. 6th, 2021

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MSTAR News

Sept. 20th, 2021

ORX Forum

ELSEWARE/MSTAR will be speaking on climate stress on operational risk at the ORX forum on September 23. In particular, we will be presenting the work we have done on this topic with the American Bankers Association and a group of banks.