The Financial Industry Regulatory Authority hit Citigroup Global Markets Inc. with a $475,000 fine for failing to disclose potential conflicts of interest in tens of thousands of equity research reports.

FINRA - Financial Industry Regulatory Authority

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Published on Nov. 10th, 2020 Published on Nov. 10th, 2020

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MSTAR News

Sept. 20th, 2021

ORX Forum

ELSEWARE/MSTAR will be speaking on climate stress on operational risk at the ORX forum on September 23. In particular, we will be presenting the work we have done on this topic with the American Bankers Association and a group of banks.