The CFTC has fined Truist Bank $3 million for failing to maintain proper records and oversight due to the widespread use of unauthorized communication methods.

CFTC - Commodity Futures Trading Commission

Source

Published on Aug. 14th, 2024 Published on Aug. 14th, 2024

To read more operational risk news, register for free on MSTAR Platform.

MSTAR News

Aug. 23th, 2023

How to quantify potential climate or ESG-related litigation for banks?

We have identified three channels of exposure: customers, products and information. This video focuses on products, in particular funds.