CFTC Orders Interactive Brokers LLC to Pay a $1.75 Million Penalty for Supervision Failures. The order requires Interactive Brokers to pay a civil monetary penalty of $1.75 million and restitution of $82.57 million to its customers. Interactive Brokers is credited the full restitution due to its compensation payment to its customers.

CFTC - Commodity Futures Trading Commission

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Published on Sept. 28th, 2021 Published on Sept. 28th, 2021

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Sept. 20th, 2021

ORX Forum

ELSEWARE/MSTAR will be speaking on climate stress on operational risk at the ORX forum on September 23. In particular, we will be presenting the work we have done on this topic with the American Bankers Association and a group of banks.