CFTC - Commodity Futures Trading Commission

CFTC Orders Interactive Brokers LLC to Pay a $1.75 Million Penalty for Supervision Failures. The order requires Interactive Brokers to pay a civil monetary penalty of $1.75 million and restitution of $82.57 million to its customers. Interactive Brokers is credited the full restitution due to its compensation payment to its customers.


Published on Sept. 28th, 2021 Published on Sept. 28th, 2021

To read more operational risk news, register for free on MSTAR Platform.

Register for free