CFTC Orders Three Credit Suisse Entities to Pay $1.5 Million for Swap Data Reporting Failure. The Commodity Futures Trading Commission today filed and settled charges against Credit Suisse International, Credit Suisse Securities Europe Limited, and Credit Suisse Capital LLC (Credit Suisse entities or respondents), provisionally registered swap dealers, for failing to comply with swap data reporti...

CFTC - Commodity Futures Trading Commission

CFTC Orders Three Credit Suisse Entities to Pay $1.5 Million for Swap Data Reporting Failure. The Commodity Futures Trading Commission today filed and settled charges against Credit Suisse International, Credit Suisse Securities Europe Limited, and Credit Suisse Capital LLC (Credit Suisse entities or respondents), provisionally registered swap dealers, for failing to comply with swap data reporting obligations as a swap dealer.

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Published on Jun. 25th, 2021 Published on Jun. 25th, 2021

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Sept. 20th, 2021

ORX Forum

ELSEWARE/MSTAR will be speaking on climate stress on operational risk at the ORX forum on September 23. In particular, we will be presenting the work we have done on this topic with the American Bankers Association and a group of banks.